Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradition (UK) Limited
FRN 139200
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
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TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
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TRADITION LONDON CLEARING LIMITED
FRN 190632
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
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TFS Derivatives Limited
FRN 197244
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
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TFS VOLBROKER LIMITED
FRN 206018
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
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Tradition Securities and Futures
FRN 982458
- SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 30 Apr 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.