Tradition Securities and Futures

Date authorised
1 December 2023
Last scraped
5 days ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    110 Bishopsgate
    8th Floor
    London
    London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +33156437020
    Web
    https://tradition-paris.com

  • Complaints Contact

    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +33156437020

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Stockbroking

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Barry Graeme Wainwright

    IRN BGW01016

    • SMF16 Compliance Oversight (since 25 Jul 2024)
  • John Paul Argent

    IRN JPA01022

    • SMF19 Head of Overseas Branch/Head of Overseas (since 1 Dec 2023)
  • John William Coburn

    IRN JWC01068

    • [FCA CF] Client dealing (since 11 May 2021)
  • Jonathan Barthorpe

    IRN JXB02140

    • [FCA CF] Client dealing (since 18 Sep 2024)
  • Marion Lesage

    IRN MXL24475

    • SMF18 Other Overall Responsibility (since 1 Dec 2023)
    • SMF3 Executive Director (1 Dec 2023 to 12 Feb 2025)
  • Matthew Dowling

    IRN MXD00264

    • [FCA CF] Client dealing (since 3 Feb 2021)
  • Philip Llewellyn

    IRN PXL01556

    • SMF16 Compliance Oversight (1 Dec 2023 to 12 Jan 2024)
    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2023 to 12 Jan 2024)
  • Sadhana Jadav

    IRN SXJ00172

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 12 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.