John Paul Argent

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited

    FRN 139200

    • SMF18 Other Overall Responsibility (since 1 Aug 2025)
    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • [FCA CF] Manager of certification employee (since 12 Jan 2021)
    • [FCA CF] Significant management (since 12 Jan 2021)
    • CF30 Customer (1 Sep 2017 to 8 Dec 2019)
  • Tradition Securities and Futures

    FRN 982458

    • SMF19 Head of Overseas Branch/Head of Overseas (since 1 Dec 2023)
  • Bank of Scotland plc (no longer approved here)

    FRN 169628

    • CF30 Customer (16 Jan 2009 to 26 Sep 2014)
  • Lloyds Bank PLC (no longer approved here)

    FRN 119278

    • CF30 Customer (1 Nov 2007 to 26 Sep 2014)
    • CF21 Investment Adviser (29 Dec 2006 to 31 Oct 2007)
    • CF26 Customer Trading (1 Dec 2001 to 29 Dec 2006)

Recent activity

Updates to this individual's record on the FCA register.

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