Philip Llewellyn

Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • ADM Investor Services International Limited

    FRN 148474

    • SMF16 Compliance Oversight (since 26 Feb 2025)
  • Tradition Securities and Futures (no longer approved here)

    FRN 982458

    • SMF17 Money Laundering Reporting Officer (MLRO) (1 Dec 2023 to 12 Jan 2024)
    • SMF16 Compliance Oversight (1 Dec 2023 to 12 Jan 2024)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Aug 2023 to 12 Jan 2024)
    • SMF16 Compliance Oversight (24 Jun 2022 to 12 Jan 2024)
    • [FCA CF] Significant management (5 May 2021 to 1 Mar 2024)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Aug 2023 to 12 Jan 2024)
    • SMF16 Compliance Oversight (24 Jun 2022 to 12 Jan 2024)
    • [FCA CF] Significant management (5 May 2021 to 1 Mar 2024)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Aug 2023 to 12 Jan 2024)
    • SMF16 Compliance Oversight (24 Jun 2022 to 12 Jan 2024)
    • [FCA CF] Significant management (5 May 2021 to 31 Mar 2024)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Aug 2023 to 12 Jan 2024)
    • SMF16 Compliance Oversight (24 Jun 2022 to 12 Jan 2024)
    • [FCA CF] Significant management (5 May 2021 to 1 Mar 2024)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • SMF17 Money Laundering Reporting Officer (MLRO) (25 Aug 2023 to 27 Aug 2024)
    • SMF16 Compliance Oversight (24 Jun 2022 to 27 Aug 2024)
    • [FCA CF] Significant management (5 May 2021 to 1 Mar 2024)
  • BP Oil International Limited (no longer approved here)

    FRN 140457

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Feb 2020)
    • CF10 Compliance Oversight (21 Sep 2012 to 8 Dec 2019)
  • BRITANNIC TRADING LIMITED (no longer approved here)

    FRN 140459

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Feb 2020)
    • CF10 Compliance Oversight (21 Sep 2012 to 8 Dec 2019)
  • Britannic Energy Trading Limited (no longer approved here)

    FRN 184256

    • SMF16 Compliance Oversight (9 Dec 2019 to 6 Feb 2020)
    • CF10 Compliance Oversight (21 Sep 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.