BRITANNIC TRADING LIMITED
Addresses
The contact details this firm has registered with the FCA.
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Principal Place of Business
25 North ColonnadeCanary WharfLondonE14 5HZUNITED KINGDOM- Phone
- +447827257248
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Complaints Contact
25 North ColonnadeCanary WharfLondonE14 5HZUNITED KINGDOM- Phone
- +442079484860
What this firm is allowed to do
The regulated activities the FCA has granted this firm permission to carry out.
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Investment Advice (no pensions)
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
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Arranges Investments
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Stockbroking
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Spread Bet
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Trades With You Directly
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
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- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
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Investment Setup
For Eligible Counterparty, Professional, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments)
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (contractually based)" is limited to investment types granted for this activity.
Approved individuals
Senior staff personally approved by the FCA to hold their roles here.
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- Surayanto
IRN XXS01012
- CF26 Customer Trading (1 Dec 2001 to 1 Sep 2004)
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AIK HONG Kua
IRN AHK01043
- CF30 Customer (16 Sep 2011 to 13 Oct 2011)
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Adam Matthew Phillips
IRN AMP01135
- CF30 Customer (7 Jul 2010 to 13 Oct 2011)
- CF26 Customer Trading (15 Jun 2004 to 31 Dec 2005)
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Adam Michael James Rice
IRN AMR01085
- CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
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Adrian Francis Lismore
IRN AFL01016
- CF30 Customer (25 Aug 2011 to 12 Feb 2018)
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Adrian Lee Querzoli
IRN ALQ01011
- CF30 Customer (1 Nov 2007 to 1 Apr 2008)
- CF26 Customer Trading (15 Mar 2006 to 31 Oct 2007)
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Adrian Noel Bramble Champion
IRN ANC01036
- CF20 Significant Mgt (Settlements) (19 Mar 2002 to 19 Jun 2002)
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Alan Henry Haywood
IRN AHH01037
- SMF3 Executive Director (9 Dec 2019 to 31 Mar 2020)
- SMF1 Chief Executive (9 Dec 2019 to 31 Mar 2020)
- CF3 Chief Executive (15 Feb 2017 to 8 Dec 2019)
- CF1 Director (15 Feb 2017 to 8 Dec 2019)
- CF29 Significant management (1 Nov 2007 to 1 Apr 2010)
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Alan James Henry
IRN AJH01300
- CF26 Customer Trading (1 Dec 2001 to 31 Dec 2005)
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Alejandro Arboleda Calderon
IRN AXA00718
- [FCA CF] Significant management (since 3 Apr 2023)
- [FCA CF] Material risk taker (since 3 Apr 2023)
Recent activity
Updates to this firm's record on the FCA register.
No changes recorded yet.