Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradition (UK) Limited
FRN 139200
- [FCA CF] Significant management (since 31 Mar 2021)
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TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- [FCA CF] Significant management (since 31 Mar 2021)
- CF30 Customer (23 Mar 2010 to 8 Dec 2019)
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TRADITION LONDON CLEARING LIMITED
FRN 190632
- [FCA CF] Significant management (since 31 Mar 2021)
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TFS Derivatives Limited
FRN 197244
- [FCA CF] Significant management (since 31 Mar 2021)
- CF30 Customer (22 Oct 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.