TRADITION LONDON CLEARING LIMITED

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Stockbroking

For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
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- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

Senior staff personally approved by the FCA to hold their roles here.

Mark Gerard Bradley
IRN MGB01056
- CF21 Investment Adviser (19 Nov 2002 to 31 Dec 2003)
- CF26 Customer Trading (19 Nov 2002 to 31 Dec 2003)
Mark Lawrence Murphy
IRN MLM01059
- CF26 Customer Trading (10 Nov 2003 to 17 Sep 2004)
Mark Timothy Fennell
IRN MTF01012
- SMF24 Chief Operations (since 15 Dec 2023)
- SMF3 Executive Director (15 Dec 2023 to 23 Feb 2024)
Martin Abbott
IRN MXA02944
- SMF9 Chair of the Governing Body (21 Jul 2020 to 31 Jan 2024)
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 20 Jul 2020)
Martin Ward
IRN MXW00960
- SMF18 Other Overall Responsibility (since 16 Jul 2025)
Matthew Stuart Woodhams
IRN MSW01173
- SMF18 Other Overall Responsibility (16 Jun 2025 to 19 Aug 2025)
Melissa Piner
IRN MXP01039
- SMF18 Other Overall Responsibility (since 24 Nov 2025)
Michael Jon Anderson
IRN MJA01066
- SMF3 Executive Director (15 Jan 2021 to 23 Feb 2024)
Michael Leibowitz
IRN MXL01263
- Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Aug 2023)
NICOLAS FONTAINE
IRN NXF01249
- [FCA CF] Significant management (since 2 Apr 2026)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.