NICOLAS FONTAINE

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Tradition (UK) Limited
FRN 139200
- [FCA CF] Significant management (since 2 Apr 2026)
- SMF18 Other Overall Responsibility (18 Dec 2020 to 19 Aug 2025)
TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- [FCA CF] Significant management (since 2 Apr 2026)
TRADITION LONDON CLEARING LIMITED
FRN 190632
- [FCA CF] Significant management (since 2 Apr 2026)
TFS Derivatives Limited
FRN 197244
- [FCA CF] Significant management (since 2 Apr 2026)
TP ICAP Markets Limited (no longer approved here)
FRN 124520
- CF30 Customer (3 Jan 2018 to 17 Sep 2019)
ICAP Global Derivatives Limited (no longer approved here)
FRN 191757
- CF30 Customer (14 Feb 2014 to 26 Nov 2014)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.