Mark Lawrence Murphy

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Walker Crips Investment Management Limited (no longer approved here)
FRN 226344
- CF30 Customer (6 Apr 2009 to 14 Apr 2014)
Equity For Growth (Securities) Limited (no longer approved here)
FRN 475953
- CF30 Customer (9 May 2008 to 24 Mar 2009)
Northland Capital Partners Limited (no longer approved here)
FRN 155200
- CF21 Investment Adviser (11 Apr 2007 to 15 Jun 2007)
- CF26 Customer Trading (11 Apr 2007 to 15 Jun 2007)
Fiske Plc (no longer approved here)
FRN 124279
- CF21 Investment Adviser (7 Mar 2005 to 30 Sep 2005)
- CF26 Customer Trading (7 Mar 2005 to 30 Sep 2005)
TAM Asset Management Ltd (no longer approved here)
FRN 208243
- CF26 Customer Trading (29 Mar 2004 to 17 Sep 2004)
TRADITION LONDON CLEARING LIMITED (no longer approved here)
FRN 190632
- CF26 Customer Trading (10 Nov 2003 to 17 Sep 2004)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.