Equity For Growth (Securities) Limited

• Principal Place of Business

  International House

  101 King's Cross Road

  London

  WC1X 9LP

  UNITED KINGDOM

  Phone

  +442075184300

  Web

  http://www.equityforgrowth.com

• Complaints Contact

  International House

  101 King's Cross Road

  London

  WC1X 9LP

  UNITED KINGDOM

  Phone

  +442075184300

• P2P Lending Advice

  For Eligible Counterparty, Professional, Retail (Investment)

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Andrew McGeary

  IRN AXM01694

  • CF30 Customer (9 May 2008 to 24 Mar 2009)
• Elena Clarici

  IRN EXC01130

  • CF30 Customer (9 May 2008 to 24 Mar 2009)
• Gavin Stuart Barclay Jamieson

  IRN GSJ01043

  • CF1 Director (AR) (30 Jul 2018 to 2 Sep 2019)
• Harvey Roy Knight

  IRN HRK01024

  • CF1 Director (AR) (30 Jul 2018 to 22 Feb 2019)
  • CF30 Customer (30 Jul 2018 to 22 Feb 2019)
• John Malcolm Baldwin

  IRN JMB01357

  • CF2 Non Executive Director (9 May 2008 to 9 May 2008)
• Jonathan Gray Levinson

  IRN JGL01039

  • CF30 Customer (2 Aug 2016 to 4 Jan 2018)
• Karolina Malgorzata Pietka

  IRN KMP01071

  • SMF3 Executive Director (since 9 Dec 2019)
  • SMF16 Compliance Oversight (since 9 Dec 2019)
  • CF1 Director (17 Oct 2017 to 8 Dec 2019)
  • CF10 Compliance Oversight (17 Oct 2017 to 8 Dec 2019)
• Mark Benjamin Goodman

  IRN MXG16310

  • CF30 Customer (2 Jul 2019 to 9 Jun 2020)
  • CF1 Director (AR) (27 Jun 2019 to 9 Jun 2020)
• Mark Lawrence Murphy

  IRN MLM01059

  • CF30 Customer (9 May 2008 to 24 Mar 2009)
• Matthew Sinclair McLuckie

  IRN MSM01094

  • CF30 Customer (9 May 2008 to 9 May 2008)

• Cap Continental Limited (no longer appointed)

  FRN 842415 · Appointed 20 May 2019 · Until 9 Jun 2020

• Amyma Ltd (no longer appointed)

  FRN 812731 · Appointed 2 Jul 2018 · Until 2 Sep 2019

• Osborne Baldwin Ltd (no longer appointed)

  FRN 808287 · Appointed 4 May 2018 · Until 9 Apr 2020

• The Service Crowd Limited (no longer appointed)

  FRN 755968 · Appointed 15 Aug 2016 · Until 28 Mar 2017

• The Right Crowd Limited (no longer appointed)

  FRN 685028 · Appointed 13 Oct 2015 · Until 19 Dec 2019

No changes recorded yet.