Equity For Growth (Securities) Limited

Date authorised
1 April 2013
Companies House
05410446
Last scraped
2 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    International House
    101 King's Cross Road
    London
    WC1X 9LP
    UNITED KINGDOM
    Phone
    +442075184300
    Web
    http://www.equityforgrowth.com

  • Complaints Contact

    International House
    101 King's Cross Road
    London
    WC1X 9LP
    UNITED KINGDOM
    Phone
    +442075184300

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • P2P Lending Advice

    For Eligible Counterparty, Professional, Retail (Investment)

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Michael William Moreland Parsey

    IRN MWP00004

    • CF1 Director (9 May 2008 to 9 May 2008)
    • CF11 Money Laundering Reporting (9 May 2008 to 27 Jun 2008)
    • CF10 Compliance Oversight (9 May 2008 to 27 Jun 2008)
  • Paul Lewis Gersh

    IRN PLG01011

    • CF30 Customer (12 Jun 2019 to 9 Jun 2020)
    • CF1 Director (AR) (12 Jun 2019 to 9 Jun 2020)
  • Paul Vincent Winick

    IRN PXW08528

    • CF30 Customer (26 Jun 2019 to 18 May 2020)
  • REECE ROBERT GEORGE MENNIE

    IRN RRM01059

    • CF1 Director (AR) (6 Jul 2018 to 9 Apr 2020)
  • Robert Adam Marler

    IRN RAM01271

    • CF30 Customer (14 Oct 2015 to 3 Apr 2017)
  • Samuel Philip Daughtry

    IRN SXD11757

    • CF1 Director (AR) (26 Feb 2019 to 2 Sep 2019)
  • Steven Sahota

    IRN HSS01026

    • CF30 Customer (7 Mar 2014 to 13 Nov 2015)
  • Timothy Edward Baldwin

    IRN TEB01018

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (9 May 2008 to 8 Dec 2019)
    • CF30 Customer (9 May 2008 to 8 Dec 2019)
  • William Jeremy Wood

    IRN WJW01066

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF9 Chair of the Governing Body (9 Dec 2019 to 24 Dec 2020)
    • CF10 Compliance Oversight (2 Dec 2015 to 17 Oct 2017)
    • CF11 Money Laundering Reporting (2 Dec 2015 to 8 Dec 2019)
    • CF2 Non Executive Director (19 Jan 2012 to 8 Dec 2019)
  • William Nigel Valentine Weller

    IRN NWW01008

    • CF30 Customer (14 Jul 2017 to 8 Dec 2019)

Appointed representatives

Smaller firms operating under this firm's FCA authorisation.

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.