Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Equity For Growth (Securities) Limited
FRN 475953
- SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 24 Dec 2020)
- CF10 Compliance Oversight (2 Dec 2015 to 17 Oct 2017)
- CF11 Money Laundering Reporting (2 Dec 2015 to 8 Dec 2019)
- CF2 Non Executive Director (19 Jan 2012 to 8 Dec 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.