Michael William Moreland Parsey

Last updated
1 week ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Robert Moreland Ltd

    FRN 800013

    • 4. Giving personal recommendations on retail investment products which are not broker funds
    • 20. Advising or arranging (bringing about) regulated mortgage contracts for a non-business purpose
    • 6. Giving personal recommendations on Friendly Society tax-exempt policies (other than Holloway sickness policies where the Holloway policy special application conditions are met)
    • [FCA CF] Functions requiring qualifications (since 27 Apr 2020)
    • [FCA CF] Client dealing (since 27 Apr 2020)
    • SMF16 Compliance Oversight (since 9 Dec 2019)
    • SMF17 Money Laundering Reporting Officer (MLRO) (since 9 Dec 2019)
    • SMF3 Executive Director (since 9 Dec 2019)
    • Responsible for Insurance Distribution (since 1 Oct 2018)
    • Responsibility for MCD Intermediation (since 4 Jun 2018)
    • CF10 Compliance Oversight (4 Jun 2018 to 8 Dec 2019)
    • CF1 Director (4 Jun 2018 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Jun 2018 to 8 Dec 2019)
    • CF30 Customer (4 Jun 2018 to 8 Dec 2019)
    • Responsible for Insurance Mediation (4 Jun 2018 to 30 Sep 2018)
  • Capital Financial Markets Limited (no longer approved here)

    FRN 760840

    • CF30 Customer (12 Apr 2017 to 18 Jul 2018)
  • 4Life Financial Planning Ltd (no longer approved here)

    FRN 231708

    • CF30 Customer (15 Jan 2013 to 19 May 2014)
  • Millstream Financial Services Ltd (no longer approved here)

    FRN 501864

    • (2)Employed By (6 Aug 2009 to 1 Feb 2010)
  • Equity For Growth (Securities) Limited (no longer approved here)

    FRN 475953

    • CF11 Money Laundering Reporting (9 May 2008 to 27 Jun 2008)
    • CF10 Compliance Oversight (9 May 2008 to 27 Jun 2008)
    • CF1 Director (9 May 2008 to 9 May 2008)
  • Robert Moreland Independent Financial Adviser 1692 (no longer approved here)

    FRN 182181

    • (1)Employed By (1 Oct 1998 to 30 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.