Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • BGC Brokers L.P (no longer approved here)

    FRN 454814

    • CF30 Customer (20 Aug 2010 to 20 Aug 2010)
  • Canaccord Genuity Wealth Limited (no longer approved here)

    FRN 194927

    • CF21 Investment Adviser (20 Jan 2004 to 11 Aug 2006)
    • CF26 Customer Trading (20 Jan 2004 to 11 Aug 2006)
    • CF27 Investment Management (20 Jan 2004 to 11 Aug 2006)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF21 Investment Adviser (19 Nov 2002 to 31 Dec 2003)
    • CF26 Customer Trading (19 Nov 2002 to 31 Dec 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.