Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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TFS Derivatives Limited
FRN 197244
- SMF1 Chief Executive (since 11 Feb 2025)
- SMF3 Executive Director (since 15 Dec 2023)
- SMF24 Chief Operations (since 15 Dec 2023)
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Tradition (UK) Limited
FRN 139200
- SMF24 Chief Operations (since 15 Dec 2023)
- SMF3 Executive Director (since 15 Dec 2023)
- SMF18 Other Overall Responsibility (5 Aug 2020 to 20 Jun 2023)
- CF29 Significant management (18 Jul 2016 to 8 Dec 2019)
- CF1 Director (1 Dec 2001 to 20 Feb 2009)
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TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- SMF24 Chief Operations (since 15 Dec 2023)
- SMF3 Executive Director (since 15 Dec 2023)
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TRADITION LONDON CLEARING LIMITED
FRN 190632
- SMF24 Chief Operations (since 15 Dec 2023)
- SMF3 Executive Director (15 Dec 2023 to 23 Feb 2024)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.