Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Aug 2023)
    • CF2 Non Executive Director (5 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (18 Jan 2008 to 17 Apr 2013)
    • CF1 Director (18 Jan 2008 to 5 Feb 2018)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Aug 2023)
    • CF2 Non Executive Director (5 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (18 Jan 2008 to 19 Apr 2013)
    • CF1 Director (1 Dec 2001 to 5 Feb 2018)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Aug 2023)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 10 Aug 2023)
    • CF2 Non Executive Director (5 Feb 2018 to 8 Dec 2019)
    • CF3 Chief Executive (18 Jan 2008 to 19 Apr 2013)
    • CF1 Director (5 Dec 2005 to 5 Feb 2018)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • CF3 Chief Executive (23 Sep 2009 to 16 Aug 2012)
    • CF1 Director (5 Dec 2005 to 23 Oct 2018)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.