Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • SMF3 Executive Director (15 Jan 2021 to 23 Feb 2024)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF24 Chief Operations (9 Dec 2019 to 20 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2025)
    • SMF1 Chief Executive (9 Dec 2019 to 27 Mar 2024)
    • CF3 Chief Executive (5 Jun 2017 to 8 Dec 2019)
    • CF1 Director (24 Jul 2014 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • SMF1 Chief Executive (9 Dec 2019 to 15 Jan 2025)
    • SMF24 Chief Operations (9 Dec 2019 to 20 Aug 2020)
    • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2025)
    • CF1 Director (24 Jul 2014 to 8 Dec 2019)
    • CF3 Chief Executive (24 Jul 2014 to 8 Dec 2019)
    • CF29 Significant management (27 Dec 2012 to 24 Jul 2014)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF26 Customer Trading (1 Dec 2001 to 30 Aug 2002)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF3 Executive Director (9 Dec 2019 to 26 Mar 2025)
    • CF1 Director (24 Jul 2014 to 8 Dec 2019)
    • CF29 Significant management (27 Dec 2012 to 24 Jul 2014)
    • CF30 Customer (22 Oct 2012 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.