TRADITION LONDON CLEARING LIMITED

Date authorised
1 April 2013
Companies House
03633863
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500
    Web
    https://www.tradition.com

  • Complaints Contact

    Salesforce
    110 Bishopsgate
    London
    City Of London
    EC2N 4AY
    UNITED KINGDOM
    Phone
    +4402071981500

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Stockbroking

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Trades With You Directly

    For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

    Show 2 limitations
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
    • · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Glen Jones

    IRN GXJ01107

    • CF26 Customer Trading (20 Jun 2003 to 31 Jul 2006)
  • Gregg Peter Cowie

    IRN GPC01037

    • SMF3 Executive Director (25 Aug 2020 to 31 Mar 2022)
    • CF29 Significant management (13 Sep 2019 to 8 Dec 2019)
  • Guido Boehi

    IRN GXB01227

    • CF1 Director (1 Dec 2001 to 31 Dec 2003)
  • Gwilym Alexander Graham Lewis

    IRN GXL07742

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF18 Other Overall Responsibility (9 Oct 2020 to 14 Apr 2026)
  • Iain Alexander Cummings

    IRN IXC00110

    • SMF10 Chair of the Risk Committee (since 14 Jun 2024)
    • SMF11 Chair of the Audit Committee (since 14 Jun 2024)
  • Ian Grenville Moorcraft

    IRN IGM01027

    • CF29 Significant management (1 Nov 2007 to 31 Dec 2012)
    • CF20 Significant Mgt (Settlements) (1 Dec 2001 to 31 Oct 2007)
  • Javid Canteenwala

    IRN JXC00792

    • SMF2 Chief Finance (since 17 Mar 2023)
    • [FCA CF] Significant management (since 4 Jan 2022)
    • SMF3 Executive Director (17 Mar 2023 to 26 Feb 2024)
  • Joseph Patrick Rundle

    IRN JPR01098

    • CF30 Customer (1 Nov 2007 to 27 May 2008)
    • CF21 Investment Adviser (13 Sep 2004 to 31 Oct 2007)
  • Leslie Terrence Shackleford

    IRN LTS01007

    • CF21 Investment Adviser (20 Feb 2004 to 11 Feb 2005)
    • CF26 Customer Trading (20 Feb 2004 to 11 Feb 2005)
  • Maria Anne-Laure El Fathi

    IRN MAE01120

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2022)
    • CF11 Money Laundering Reporting (2 Sep 2013 to 8 Dec 2019)
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Recent activity

Updates to this firm's record on the FCA register.

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