Iain Alexander Cummings

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Tradition (UK) Limited

    FRN 139200

    • SMF10 Chair of the Risk Committee (since 14 Jun 2024)
    • SMF11 Chair of the Audit Committee (since 14 Jun 2024)
  • TRADITION FINANCIAL SERVICES LTD.

    FRN 147543

    • SMF10 Chair of the Risk Committee (since 14 Jun 2024)
    • SMF11 Chair of the Audit Committee (since 14 Jun 2024)
  • TRADITION LONDON CLEARING LIMITED

    FRN 190632

    • SMF11 Chair of the Audit Committee (since 14 Jun 2024)
    • SMF10 Chair of the Risk Committee (since 14 Jun 2024)
  • TFS Derivatives Limited

    FRN 197244

    • SMF10 Chair of the Risk Committee (since 14 Jun 2024)
    • SMF11 Chair of the Audit Committee (since 14 Jun 2024)
  • Skipton Building Society

    FRN 153706

    • SMF11 Chair of the Audit Committee (since 21 Mar 2023)
    • Director of firm who is not a certification employee or a SMF manager (1 Jul 2022 to 24 Apr 2023)
  • Rathbones Investment Management Limited

    FRN 116316

    • SMF11 Chair of the Audit Committee (since 5 May 2022)
    • Director of firm who is not a certification employee or a SMF manager (5 Oct 2021 to 5 May 2022)

Recent activity

Updates to this individual's record on the FCA register.

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