Gwilym Alexander Graham Lewis

Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • TRADITION FINANCIAL SERVICES LTD.

    FRN 147543

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF1 Chief Executive (15 Jan 2025 to 14 Apr 2026)
    • SMF18 Other Overall Responsibility (16 Jul 2020 to 16 Jan 2025)
    • CF29 Significant management (19 Nov 2018 to 8 Dec 2019)
  • Tradition (UK) Limited

    FRN 139200

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF18 Other Overall Responsibility (16 Jul 2020 to 14 Apr 2026)
    • CF29 Significant management (19 Nov 2018 to 8 Dec 2019)
  • TRADITION LONDON CLEARING LIMITED

    FRN 190632

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF18 Other Overall Responsibility (9 Oct 2020 to 14 Apr 2026)
  • TFS Derivatives Limited

    FRN 197244

    • [FCA CF] Material risk taker (since 1 Jan 2022)
    • SMF18 Other Overall Responsibility (16 Jul 2020 to 14 Apr 2026)
    • CF29 Significant management (19 Nov 2018 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

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