Maria Anne-Laure El Fathi

Last updated
5 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • CMC Markets UK plc (no longer approved here)

    FRN 173730

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jan 2025 to 30 Sep 2025)
  • CMC Markets Investments Limited (no longer approved here)

    FRN 948126

    • SMF17 Money Laundering Reporting Officer (MLRO) (15 Jan 2025 to 30 Sep 2025)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2022)
    • CF11 Money Laundering Reporting (2 Sep 2013 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2022)
    • CF11 Money Laundering Reporting (2 Sep 2013 to 8 Dec 2019)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 7 Oct 2022)
    • CF11 Money Laundering Reporting (2 Sep 2013 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 11 Oct 2022)
    • CF11 Money Laundering Reporting (2 Sep 2013 to 8 Dec 2019)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 3 May 2023)
    • CF11 Money Laundering Reporting (2 Sep 2013 to 8 Dec 2019)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.