Gregg Peter Cowie

Last updated
2 weeks ago
Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • MAKOR SECURITIES LONDON LTD

    FRN 625054

    • [FCA CF] Material risk taker (since 3 Jun 2023)
  • TFS VOLBROKER LIMITED (no longer approved here)

    FRN 206018

    • SMF3 Executive Director (19 Oct 2020 to 31 Mar 2022)
    • CF29 Significant management (13 Sep 2019 to 8 Dec 2019)
  • Tradition (UK) Limited (no longer approved here)

    FRN 139200

    • SMF3 Executive Director (25 Aug 2020 to 31 Mar 2022)
    • CF29 Significant management (13 Sep 2019 to 8 Dec 2019)
  • TRADITION FINANCIAL SERVICES LTD. (no longer approved here)

    FRN 147543

    • SMF3 Executive Director (25 Aug 2020 to 31 Mar 2022)
    • CF29 Significant management (13 Sep 2019 to 8 Dec 2019)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • SMF3 Executive Director (25 Aug 2020 to 31 Mar 2022)
    • CF29 Significant management (13 Sep 2019 to 8 Dec 2019)
  • TFS Derivatives Limited (no longer approved here)

    FRN 197244

    • SMF3 Executive Director (25 Aug 2020 to 31 Mar 2022)
    • CF29 Significant management (13 Sep 2019 to 8 Dec 2019)
  • Skandinaviska Enskilda Banken AB (Publ) (no longer approved here)

    FRN 124943

    • CF29 Significant management (8 Dec 2011 to 16 Dec 2015)
    • CF30 Customer (1 Nov 2007 to 16 Dec 2015)
    • CF21 Investment Adviser (23 May 2002 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.