Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Tradition (UK) Limited
FRN 139200
- SMF2 Chief Finance (since 17 Mar 2023)
- SMF3 Executive Director (since 17 Mar 2023)
- [FCA CF] Significant management (since 4 Jan 2022)
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TRADITION FINANCIAL SERVICES LTD.
FRN 147543
- SMF2 Chief Finance (since 17 Mar 2023)
- SMF3 Executive Director (since 17 Mar 2023)
- [FCA CF] Significant management (since 4 Jan 2022)
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TRADITION LONDON CLEARING LIMITED
FRN 190632
- SMF2 Chief Finance (since 17 Mar 2023)
- [FCA CF] Significant management (since 4 Jan 2022)
- SMF3 Executive Director (17 Mar 2023 to 26 Feb 2024)
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TFS Derivatives Limited
FRN 197244
- SMF2 Chief Finance (since 17 Mar 2023)
- SMF3 Executive Director (since 17 Mar 2023)
- [FCA CF] Significant management (since 4 Jan 2022)
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TFS VOLBROKER LIMITED
FRN 206018
- [FCA CF] Significant management (since 4 Jan 2022)
Recent activity
Updates to this individual's record on the FCA register.
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