TRADITION LONDON CLEARING LIMITED

Watch for changes

Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
Show 1 limitation Hide limitations
- · The firm can only agree to carry on the regulated activities specified in this Notice.
Stockbroking

For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 1 limitation Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
Trades With You Directly

For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant
Show 2 limitations Hide limitations
- · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.
- · May only deal on own account in MiFID financial instruments for the purpose of (i) fulfilling or executing a client order or (ii) gaining entrance to a clearing and settlement system or a recognised exchange when acting in an agency capacity or executing a client order.

Senior staff personally approved by the FCA to hold their roles here.

Christopher Thomas Cheverall
IRN CTC01010
- CF21 Investment Adviser (18 Oct 2005 to 2 Jul 2007)
Damian Patrick Matthew Zarattini
IRN DXZ00052
- SMF18 Other Overall Responsibility (since 2 Feb 2026)
Daniel Withey
IRN DXW00819
- SMF18 Other Overall Responsibility (since 27 Nov 2025)
David John Gerard Fraser
IRN DJF01088
- CF21 Investment Adviser (26 May 2004 to 7 Oct 2004)
David Nigel Pritchard
IRN DNP01017
- CF11 Money Laundering Reporting (1 Dec 2001 to 2 Sep 2013)
- CF10 Compliance Oversight (1 Dec 2001 to 8 Dec 2019)
Faisal Mahmoud Sheikh
IRN FMS01030
- SMF5 Head of Internal Audit (since 17 Mar 2026)
Francisco Xavier Rodrigues
IRN FXR01139
- CF28 Systems and controls (19 Jun 2008 to 18 Apr 2010)
Francois Brisebois
IRN FXB01234
- SMF10 Chair of the Risk Committee (9 Dec 2019 to 10 Mar 2021)
- SMF9 Chair of the Governing Body (9 Dec 2019 to 21 Jul 2020)
- SMF11 Chair of the Audit Committee (9 Dec 2019 to 10 Mar 2021)
- CF2 Non Executive Director (15 Feb 2013 to 8 Dec 2019)
Galen Thomas Moore
IRN GTM01027
- CF26 Customer Trading (16 Feb 2005 to 19 May 2005)
Gerald Craggs
IRN GXC01211
- CF1 Director (1 Dec 2001 to 16 Apr 2007)
- CF13 Finance (1 Dec 2001 to 23 Mar 2007)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.