Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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CMC Markets UK plc
FRN 173730
- [FCA CF] Manager of certification employee (since 1 Dec 2024)
- [FCA CF] Significant management (since 1 Dec 2024)
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- [FCA CF] Client dealing (4 Sep 2023 to 5 Sep 2024)
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- [FCA CF] Material risk taker (5 Sep 2019 to 8 Jul 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Jul 2023)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2023)
- CF30 Customer (15 Jun 2011 to 6 Mar 2016)
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- [FCA CF] Material risk taker (5 Sep 2019 to 8 Jul 2023)
- [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2023)
- [FCA CF] Client dealing (7 Sep 2016 to 8 Jul 2023)
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- CF21 Investment Adviser (18 Oct 2005 to 2 Jul 2007)
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- CF21 Investment Adviser (10 Oct 2005 to 2 Jul 2007)
- CF26 Customer Trading (10 Oct 2005 to 2 Jul 2007)
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- CF26 Customer Trading (7 May 2004 to 9 Sep 2005)
- CF21 Investment Adviser (7 May 2004 to 9 Sep 2005)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.