Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • [FCA CF] Manager of certification employee (since 1 Dec 2024)
    • [FCA CF] Significant management (since 1 Dec 2024)
  • Maybank Securities (London) Limited (no longer approved here)

    FRN 144846

    • [FCA CF] Client dealing (4 Sep 2023 to 5 Sep 2024)
  • Morgan Stanley & Co. International Plc (no longer approved here)

    FRN 165935

    • [FCA CF] Material risk taker (5 Sep 2019 to 8 Jul 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2023)
    • CF30 Customer (15 Jun 2011 to 6 Mar 2016)
  • Morgan Stanley Bank International Limited (no longer approved here)

    FRN 195430

    • [FCA CF] Material risk taker (5 Sep 2019 to 8 Jul 2023)
    • [FCA CF] Manager of certification employee (7 Sep 2016 to 8 Jul 2023)
    • [FCA CF] Client dealing (7 Sep 2016 to 8 Jul 2023)
  • TRADITION LONDON CLEARING LIMITED (no longer approved here)

    FRN 190632

    • CF21 Investment Adviser (18 Oct 2005 to 2 Jul 2007)
  • TAM Asset Management Ltd (no longer approved here)

    FRN 208243

    • CF21 Investment Adviser (10 Oct 2005 to 2 Jul 2007)
    • CF26 Customer Trading (10 Oct 2005 to 2 Jul 2007)
  • ITI Capital Limited (no longer approved here)

    FRN 171487

    • CF26 Customer Trading (7 May 2004 to 9 Sep 2005)
    • CF21 Investment Adviser (7 May 2004 to 9 Sep 2005)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.