Maybank Securities (London) Limited

• Principal Place of Business

  PNB House

  1st Floor

  77 Queen Victoria Street

  London

  EC4V 4AY

  UNITED KINGDOM

  Phone

  +442045772158

• Complaints Contact

  PNB House

  1st Floor

  77 Queen Victoria Street

  London

  EC4V 4AY

  UNITED KINGDOM

  Phone

  +442045772158

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

• Adam Merrick

  IRN AXM04810

  • SMF17 Money Laundering Reporting Officer (MLRO) (since 5 Nov 2024)
  • SMF16 Compliance Oversight (since 5 Nov 2024)
• Ahmad Hamdi Abdullah

  IRN AXA00912

  • Director of firm who is not a certification employee or a SMF manager (since 8 Jan 2024)
• Alan Richard Webster

  IRN ARW01107

  • CF21 Investment Adviser (1 Dec 2001 to 16 May 2003)
• Alexander Darius Bass

  IRN ADB01139

  • CF30 Customer (18 May 2009 to 30 Apr 2010)
• Alexander Panasko

  IRN AXP02896

  • CF2 Non Executive Director (27 Sep 2016 to 8 Dec 2019)
• Alfie Taylor

  IRN AXT00225

  • [FCA CF] Client dealing (since 18 Oct 2022)
• Ana Lopez

  IRN AXL00277

  • [FCA CF] Significant management (31 Mar 2021 to 15 Jul 2021)
• Andrew Kenneth Clarke

  IRN AKC01038

  • CF21 Investment Adviser (28 Jul 2004 to 29 Jul 2005)
• Andrew Neil Campbell Flack

  IRN ANF01008

  • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
  • CF21 Investment Adviser (20 Sep 2007 to 31 Oct 2007)
• Andrew Noble Gee

  IRN ANG01038

  • [FCA CF] Manager of certification employee (since 18 Apr 2024)
  • [FCA CF] Client dealing (since 31 Mar 2021)
  • CF30 Customer (23 Apr 2015 to 8 Dec 2019)

No changes recorded yet.