Maybank Securities (London) Limited

• Principal Place of Business

  PNB House

  1st Floor

  77 Queen Victoria Street

  London

  EC4V 4AY

  UNITED KINGDOM

  Phone

  +442045772158

• Complaints Contact

  PNB House

  1st Floor

  77 Queen Victoria Street

  London

  EC4V 4AY

  UNITED KINGDOM

  Phone

  +442045772158

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

• Electronic Trade Settlement

  For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

• Andrew Peter Bradshaw

  IRN AXB04567

  • [FCA CF] Client dealing (since 17 Mar 2025)
• Benjamin Robson

  IRN BXR01382

  • [FCA CF] Client dealing (31 Mar 2021 to 28 Jul 2021)
• Christoph Andreas Ostermann

  IRN CAO01029

  • [FCA CF] Client dealing (since 31 Mar 2021)
  • [FCA CF] Manager of certification employee (since 31 Mar 2021)
  • CF30 Customer (11 Oct 2016 to 8 Dec 2019)
• Christopher Richard Harding

  IRN CRH01054

  • CF30 Customer (1 Nov 2007 to 17 Jun 2015)
  • CF21 Investment Adviser (10 Feb 2006 to 31 Oct 2007)
• Christopher Thomas Cheverall

  IRN CTC01010

  • [FCA CF] Client dealing (4 Sep 2023 to 5 Sep 2024)
• Claire Pamela Mary Porter

  IRN CPP01019

  • CF10 Compliance Oversight (1 Dec 2001 to 7 Feb 2003)
  • CF21 Investment Adviser (1 Dec 2001 to 7 Feb 2003)
• David Kevin Pirkis

  IRN DKP01014

  • CF30 Customer (1 Nov 2007 to 16 Oct 2014)
  • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)
  • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • CF1 Director (1 Dec 2001 to 1 Jan 2008)
  • CF3 Chief Executive (1 Dec 2001 to 1 Jan 2008)
• Dermot Christopher Daly

  IRN DCD01031

  • CF1 Director (8 Feb 2008 to 22 Oct 2015)
  • CF30 Customer (1 Nov 2007 to 22 Oct 2015)
  • CF21 Investment Adviser (23 Jun 2003 to 31 Oct 2007)
• Farhan Nor Diyana Samsudin

  IRN FNS00006

  • SMF17 Money Laundering Reporting Officer (MLRO) (10 Jul 2020 to 15 Apr 2021)
  • SMF16 Compliance Oversight (10 Jul 2020 to 15 Apr 2021)
  • SMF3 Executive Director (7 Mar 2020 to 1 Dec 2025)
• Fei Ling Guice

  IRN FXG01140

  • CF30 Customer (6 Aug 2008 to 27 Mar 2009)

No changes recorded yet.