Dermot Christopher Daly

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Sturgeon Ventures LLP (no longer approved here)

    FRN 452811

    • CF30 Customer (25 Jan 2016 to 17 Oct 2016)
  • Yuanta Securities (UK) Ltd (no longer approved here)

    FRN 716618

    • Employed By (25 Jan 2016 to 17 Oct 2016)
  • Maybank Securities (London) Limited (no longer approved here)

    FRN 144846

    • CF1 Director (8 Feb 2008 to 22 Oct 2015)
    • CF30 Customer (1 Nov 2007 to 22 Oct 2015)
    • CF21 Investment Adviser (23 Jun 2003 to 31 Oct 2007)
  • HSBC Bank Plc (no longer approved here)

    FRN 114216

    • CF21 Investment Adviser (30 Nov 2002 to 30 May 2003)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.