Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Maybank Securities (London) Limited (no longer approved here)

    FRN 144846

    • CF30 Customer (1 Nov 2007 to 16 Oct 2014)
    • CF1 Director (1 Dec 2001 to 1 Jan 2008)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF3 Chief Executive (1 Dec 2001 to 1 Jan 2008)
    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.