Maybank Securities (London) Limited

Date authorised
1 April 2013
Companies House
02377538
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    PNB House
    1st Floor
    77 Queen Victoria Street
    London
    EC4V 4AY
    UNITED KINGDOM
    Phone
    +442045772158

  • Complaints Contact

    PNB House
    1st Floor
    77 Queen Victoria Street
    London
    EC4V 4AY
    UNITED KINGDOM
    Phone
    +442045772158

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Gary Cohen

    IRN GXC01212

    • CF10 Compliance Oversight (22 Nov 2002 to 22 Nov 2002)
  • Geoffrey Wing-Keong Ho

    IRN GWH01038

    • CF30 Customer (1 Nov 2007 to 11 Nov 2014)
    • CF1 Director (1 Dec 2001 to 11 Nov 2014)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 31 Jan 2003)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Giles Hamilton Lindsay Walsh

    IRN GHW01016

    • CF3 Chief Executive (25 Feb 2008 to 22 Aug 2014)
    • CF1 Director (8 Feb 2008 to 22 Aug 2014)
    • CF30 Customer (1 Nov 2007 to 22 Aug 2014)
    • CF21 Investment Adviser (14 May 2002 to 31 Oct 2007)
  • Gregory Smith

    IRN GXS01998

    • [FCA CF] Manager of certification employee (since 18 Apr 2024)
    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (22 Nov 2017 to 8 Dec 2019)
  • Guillaume Stephane Marie Ghislain Klotz

    IRN GSK01027

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (20 May 2015 to 8 Dec 2019)
  • Hui-Ming Chan

    IRN HXC01182

    • CF30 Customer (11 Sep 2008 to 31 May 2012)
  • JAMES MACKENZIE JOHNSTONE

    IRN JMJ01022

    • SMF17 Money Laundering Reporting Officer (MLRO) (9 Dec 2019 to 15 Feb 2020)
    • SMF16 Compliance Oversight (9 Dec 2019 to 15 Feb 2020)
    • CF3 Chief Executive (10 Sep 2014 to 13 Sep 2016)
    • CF30 Customer (1 Nov 2007 to 8 Dec 2019)
    • CF28 Systems and controls (1 Nov 2007 to 8 Dec 2019)
    • CF10 Compliance Oversight (4 Oct 2007 to 8 Dec 2019)
    • CF11 Money Laundering Reporting (4 Oct 2007 to 8 Dec 2019)
    • CF13 Finance (1 Dec 2001 to 31 Oct 2007)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
    • CF1 Director (1 Dec 2001 to 6 Dec 2019)
  • Jamie Robert Whipp

    IRN JRW00131

    • CF30 Customer (1 Nov 2007 to 22 Oct 2015)
    • CF21 Investment Adviser (6 Sep 2004 to 31 Oct 2007)
  • John Andrew Whitcher

    IRN JAW01127

    • CF30 Customer (4 Jan 2016 to 31 Aug 2019)
  • Keat Jin Goh

    IRN KJG01078

    • CF2 Non Executive Director (10 Oct 2012 to 15 Sep 2016)
    • CF1 Director (15 May 2012 to 8 Oct 2012)
Show more

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.