Maybank Securities (London) Limited

Date authorised
1 April 2013
Companies House
02377538
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    PNB House
    1st Floor
    77 Queen Victoria Street
    London
    EC4V 4AY
    UNITED KINGDOM
    Phone
    +442045772158

  • Complaints Contact

    PNB House
    1st Floor
    77 Queen Victoria Street
    London
    EC4V 4AY
    UNITED KINGDOM
    Phone
    +442045772158

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Leonard White

    IRN LXW01078

    • SMF3 Executive Director (since 9 Dec 2019)
    • CF1 Director (28 Jan 2016 to 8 Dec 2019)
    • CF30 Customer (1 Dec 2014 to 8 Dec 2019)
  • Lucian Francis Michael Townsend

    IRN LFT01007

    • CF30 Customer (9 Oct 2017 to 26 Nov 2019)
  • Marjorie Ann Balbuena

    IRN MAB01179

    • CF21 Investment Adviser (1 Dec 2001 to 7 Apr 2006)
  • Mark Howe

    IRN MPH01064

    • CF30 Customer (2 Jun 2016 to 19 Jan 2019)
  • Mark John Balcombe

    IRN MXJ00225

    • [FCA CF] Client dealing (since 27 Jul 2021)
  • Michael John Hughes

    IRN MJH01269

    • CF30 Customer (1 Nov 2007 to 30 Jun 2011)
    • CF21 Investment Adviser (1 Dec 2001 to 31 Oct 2007)
  • Michael John Taylor

    IRN MJT01217

    • [FCA CF] Client dealing (since 25 Jan 2023)
  • Mohd Azizul Ramli

    IRN MXR00333

    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Mar 2024 to 27 Apr 2024)
    • SMF16 Compliance Oversight (22 Mar 2024 to 27 Apr 2024)
  • Nianci Su

    IRN NXS01867

    • CF30 Customer (10 Jan 2018 to 17 Jul 2018)
  • Nigel Timothy Pitt

    IRN NTP01010

    • CF30 Customer (7 Jul 2014 to 15 Nov 2018)
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Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.