Maybank Securities (London) Limited

Date authorised
1 April 2013
Companies House
02377538
Last scraped
3 weeks ago
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Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    PNB House
    1st Floor
    77 Queen Victoria Street
    London
    EC4V 4AY
    UNITED KINGDOM
    Phone
    +442045772158

  • Complaints Contact

    PNB House
    1st Floor
    77 Queen Victoria Street
    London
    EC4V 4AY
    UNITED KINGDOM
    Phone
    +442045772158

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Oliver James Hughes

    IRN OJH01003

    • [FCA CF] Client dealing (since 31 Mar 2021)
    • CF30 Customer (11 Sep 2018 to 8 Dec 2019)
  • Patrick, Chung-Ho Han

    IRN PCH01088

    • CF1 Director (9 Sep 2016 to 20 Mar 2019)
    • CF30 Customer (9 Sep 2016 to 20 Mar 2019)
    • CF3 Chief Executive (9 Sep 2016 to 20 Mar 2019)
  • Rajiv Prabhakar

    IRN RXP01229

    • SMF17 Money Laundering Reporting Officer (MLRO) (13 Jul 2021 to 26 Jan 2023)
    • SMF16 Compliance Oversight (13 Jul 2021 to 26 Jan 2023)
    • [FCA CF] Significant management (31 Mar 2021 to 26 Jan 2023)
  • Roger Leigh Spellman

    IRN RLS01036

    • CF30 Customer (9 Jan 2015 to 31 Aug 2019)
  • Ross Hamilton Phillpotts

    IRN RHP01027

    • CF30 Customer (6 Apr 2011 to 22 Oct 2015)
  • Saehwan Park

    IRN SXP01616

    • CF30 Customer (16 Sep 2016 to 23 Jun 2017)
  • Scott William Kinnear-Nock

    IRN SWK01017

    • CF30 Customer (12 Oct 2015 to 22 Jan 2018)
  • Shwan Shamma

    IRN SXS04544

    • SMF16 Compliance Oversight (22 Jun 2023 to 17 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jun 2023 to 17 Oct 2023)
  • Simon Lovekin

    IRN SXL01176

    • CF30 Customer (14 Nov 2007 to 6 Mar 2015)
  • Stephen George Manuka Whiu

    IRN SGW01048

    • CF30 Customer (16 Apr 2012 to 1 Sep 2016)
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Recent activity

Updates to this firm's record on the FCA register.

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