Oliver James Hughes

Watch for changes

Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

Maybank Securities (London) Limited
FRN 144846
- [FCA CF] Client dealing (since 31 Mar 2021)
- CF30 Customer (11 Sep 2018 to 8 Dec 2019)
Old Park Lane Capital Limited (no longer approved here)
FRN 477870
- CF30 Customer (17 Jul 2015 to 30 Nov 2015)
Solo Capital Partners LLP (no longer approved here)
FRN 566533
- CF30 Customer (2 Dec 2014 to 30 Nov 2015)
Cantor Fitzgerald Europe (no longer approved here)
FRN 149380
- CF30 Customer (1 Nov 2007 to 16 Nov 2014)
- CF26 Customer Trading (26 May 2006 to 31 Oct 2007)

Updates to this individual's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Senior staff at any authorised firm have to be approved by the FCA personally.
Approved individual: Someone the FCA has personally signed off to hold a senior role at an authorised firm — directors, compliance officers and similar. They're held accountable for the firm's conduct.
Controlled functions: The specific senior roles the FCA approves people to hold, like 'Compliance oversight' or 'Money laundering reporting'. Each approval is tied to a particular firm.
IRN: Individual Reference Number — the unique ID the FCA assigns to each approved person. It stays the same as they move between firms.

Information on this page is sourced from the official FCA register.