Old Park Lane Capital Limited

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Addresses

The contact details this firm has registered with the FCA.

The regulated activities the FCA has granted this firm permission to carry out.

Authorised to Operate
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- · The firm can only agree to carry on the regulated activities specified in this Notice.
Arranges Asset Safekeeping

For Eligible Counterparty, Professional, Retail (Investment), Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant
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- · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

Senior staff personally approved by the FCA to hold their roles here.

Alan George Field
IRN AGF01013
- CF11 Money Laundering Reporting (9 Apr 2010 to 12 Dec 2011)
- CF10 Compliance Oversight (9 Apr 2010 to 12 Dec 2011)
Anne Christine Stratford-Martin
IRN ACS01197
- CF1 Director (20 Nov 2014 to 24 Aug 2015)
Anthony John Patrick Brereton
IRN AJB01503
- CF1 Director (16 May 2016 to 22 Sep 2016)
Barnaby Gray
IRN BXG01079
- CF30 Customer (10 May 2010 to 8 May 2015)
Charles Benedict De Broca Madden
IRN CBM01012
- CF30 Customer (18 Nov 2010 to 18 Dec 2015)
Charles Joseph Knott
IRN CJK01025
- CF1 Director (2 Jul 2015 to 31 Dec 2015)
- CF3 Chief Executive (2 Jul 2015 to 31 Dec 2015)
Charles Robert John Laughton
IRN CRL01043
- CF30 Customer (4 Feb 2015 to 8 May 2015)
Daniel Lee Spurling
IRN DLS01076
- CF30 Customer (31 May 2011 to 31 Dec 2015)
David Clifford Jackson
IRN DCJ01023
- CF2 Non Executive Director (1 Dec 2009 to 1 Jul 2013)
Forbes Michael Cutler
IRN FMC01012
- CF1 Director (9 Oct 2008 to 31 Mar 2011)
- CF30 Customer (9 Oct 2008 to 28 Apr 2011)

Updates to this firm's record on the FCA register.

No changes recorded yet.

A quick guide to the terms on this page.

The FCA: The Financial Conduct Authority is the UK's regulator for banking, lending, insurance, investments and payments. Any firm offering these services has to be authorised by the FCA.
Permissions: The specific regulated activities a firm is allowed to carry out, like advising on insurance, lending money or arranging investments. Anything outside this list isn't covered.
Approved individuals: Senior staff (directors, compliance officers and similar) have to be approved by the FCA personally before they can take up the role. They're held accountable for the firm's conduct.
Appointed representatives: Smaller firms can do regulated business under another firm's authorisation rather than getting their own. The bigger firm (the 'principal') is legally on the hook for what they do.

Information on this page is sourced from the official FCA register.