Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • West Point Derivatives Ltd (no longer approved here)

    FRN 430967

    • CF10a CASS Oversight function (15 Jan 2015 to 4 Jun 2015)
    • CF11 Money Laundering Reporting (23 Sep 2014 to 1 Apr 2015)
    • CF10 Compliance Oversight (23 Sep 2014 to 1 Apr 2015)
    • CF1 Director (12 Mar 2014 to 1 Aug 2015)
  • Old Park Lane Capital Limited (no longer approved here)

    FRN 477870

    • CF1 Director (20 Nov 2014 to 24 Aug 2015)
  • Telesto Markets LLP (no longer approved here)

    FRN 609226

    • CF10a CASS Oversight function (18 Nov 2014 to 4 Jun 2015)
    • CF11 Money Laundering Reporting (27 Aug 2014 to 1 Apr 2015)
    • CF4 Partner (27 Aug 2014 to 31 Dec 2015)
    • CF3 Chief Executive (27 Aug 2014 to 31 Dec 2015)
    • CF10 Compliance Oversight (27 Aug 2014 to 1 Apr 2015)
  • Solo Capital Partners LLP (no longer approved here)

    FRN 566533

    • CF10a CASS Oversight function (13 Nov 2014 to 4 Jun 2015)
    • CF4 Partner (16 Jan 2014 to 31 Dec 2015)
    • CF3 Chief Executive (16 Jan 2014 to 31 Dec 2015)

Recent activity

Updates to this individual's record on the FCA register.

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