Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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- CF10a CASS Oversight function (15 Jan 2015 to 4 Jun 2015)
- CF11 Money Laundering Reporting (23 Sep 2014 to 1 Apr 2015)
- CF10 Compliance Oversight (23 Sep 2014 to 1 Apr 2015)
- CF1 Director (12 Mar 2014 to 1 Aug 2015)
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- CF1 Director (20 Nov 2014 to 24 Aug 2015)
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- CF10a CASS Oversight function (18 Nov 2014 to 4 Jun 2015)
- CF11 Money Laundering Reporting (27 Aug 2014 to 1 Apr 2015)
- CF4 Partner (27 Aug 2014 to 31 Dec 2015)
- CF3 Chief Executive (27 Aug 2014 to 31 Dec 2015)
- CF10 Compliance Oversight (27 Aug 2014 to 1 Apr 2015)
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- CF10a CASS Oversight function (13 Nov 2014 to 4 Jun 2015)
- CF4 Partner (16 Jan 2014 to 31 Dec 2015)
- CF3 Chief Executive (16 Jan 2014 to 31 Dec 2015)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.