Maybank Securities (London) Limited

Date authorised
1 April 2013
Companies House
02377538
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    PNB House
    1st Floor
    77 Queen Victoria Street
    London
    EC4V 4AY
    UNITED KINGDOM
    Phone
    +442045772158

  • Complaints Contact

    PNB House
    1st Floor
    77 Queen Victoria Street
    London
    EC4V 4AY
    UNITED KINGDOM
    Phone
    +442045772158

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Investment Advice (no pensions)

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.

  • Arranges Investments

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Investment Setup

    For Eligible Counterparty, Professional, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

    Show 1 limitation
    • · Investment activity in "rights to or interests in investments (security)" is limited to the investment types granted for this activity.

  • Electronic Trade Settlement

    For Eligible Counterparty, Professional, Certificates representing certain security, Debenture, Government and public security, Rights to or interests in investments (Security), Share, Warrant

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Tracey Anne Potter

    IRN TAP01022

    • CF21 Investment Adviser (31 Jan 2003 to 2 Oct 2007)
    • CF10 Compliance Oversight (31 Jan 2003 to 24 Sep 2007)
    • CF11 Money Laundering Reporting (31 Jan 2003 to 24 Sep 2007)
  • Troy Theodore Da Silva

    IRN TXD00168

    • [FCA CF] Client dealing (since 14 Nov 2022)
  • Wai Kwok Lau

    IRN WKL01016

    • CF2 Non Executive Director (21 May 2012 to 1 Aug 2013)
  • William Wing Hong Sher

    IRN WWS01005

    • CF30 Customer (19 Aug 2016 to 31 May 2018)
  • Xiaoyu Zhang

    IRN CXZ00012

    • [FCA CF] Client dealing (31 Mar 2021 to 25 Jan 2022)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.