Shwan Shamma

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • FCMB Bank (UK) Limited (no longer approved here)

    FRN 502704

    • SMF16 Compliance Oversight (9 May 2024 to 20 May 2025)
    • SMF17 Money Laundering Reporting Officer (MLRO) (9 May 2024 to 20 May 2025)
  • Maybank Securities (London) Limited (no longer approved here)

    FRN 144846

    • SMF16 Compliance Oversight (22 Jun 2023 to 17 Oct 2023)
    • SMF17 Money Laundering Reporting Officer (MLRO) (22 Jun 2023 to 17 Oct 2023)
  • Fortrade Limited (no longer approved here)

    FRN 609970

    • SMF3 Executive Director (9 Dec 2019 to 24 Feb 2023)
    • SMF16 Compliance Oversight (9 Dec 2019 to 24 Feb 2023)
    • CF1 Director (9 Jan 2018 to 8 Dec 2019)
    • CF10 Compliance Oversight (9 Jan 2018 to 8 Dec 2019)
  • KINSWORTH INVESTMENTS LTD (no longer approved here)

    FRN 605070

    • CF10 Compliance Oversight (21 Jun 2017 to 31 Dec 2017)
    • CF11 Money Laundering Reporting (2 Jun 2016 to 31 Dec 2017)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.