FCMB Bank (UK) Limited

• Principal Place of Business

  81 Gracechurch Street

  London

  London

  EC3V 0AU

  UNITED KINGDOM

  Phone

  +4402072201000

  Web

  https://www.fcmbuk.com

• Complaints Contact

  81 Gracechurch Street

  -

  London

  London

  EC3V 0AU

  UNITED KINGDOM

  Phone

  +442072201000

• Bank Deposits

  For Eligible Counterparty, Professional, Retail (Investment), Deposit

• P2P Lending Advice

  For Eligible Counterparty, Professional

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Arranges Asset Safekeeping

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Stockbroking

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Certificates representing certain security, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Share, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adeyinka Ademosu

  IRN AXA00118

  • [FCA CF] Material risk taker (since 21 Mar 2023)
  • [FCA CF] Client dealing (since 7 Mar 2016)
• Akinlolu Olumide AKINSOLA

  IRN AXA01133

  • [FCA CF] Material risk taker (since 1 Aug 2022)
• Alan Thomas Collard

  IRN ATC01021

  • CF2 Non Executive Director (7 Sep 2009 to 31 Dec 2009)
• Albert Cornelis Maasland

  IRN AXM02654

  • SMF9 Chair of the Governing Body (since 26 Mar 2025)
  • SMF14 Senior Independent Director (30 Oct 2024 to 26 Mar 2025)
• Amy Kirk

  IRN AXK01621

  • SMF12 Chair of the Remuneration Committee (since 17 Mar 2022)
• Andrew John Ricketts

  IRN AJR01232

  • SMF2 Chief Finance (7 Mar 2016 to 31 May 2021)
  • CF28 Systems and controls (25 Sep 2013 to 6 Mar 2016)
• Angus Bruce McPhail

  IRN ABM01047

  • CF30 Customer (8 Apr 2014 to 11 Feb 2016)
• Anurag Saxena

  IRN AXS02719

  • CF2 Non Executive Director (2 Feb 2011 to 9 Oct 2013)
  • CF29 Significant management (2 Dec 2009 to 22 Dec 2010)
• Bal Chandra Achary

  IRN BCA01007

  • SMF2 Chief Finance (19 May 2021 to 2 Mar 2022)
  • SMF3 Executive Director (8 Sep 2017 to 31 Dec 2023)
  • SMF1 Chief Executive (7 Mar 2016 to 8 Sep 2017)
  • SMF4 Chief Risk (7 Mar 2016 to 31 Oct 2018)
  • SMF16 Compliance Oversight (7 Mar 2016 to 8 Sep 2017)
  • CF3 Chief Executive (25 Nov 2015 to 6 Mar 2016)
  • CF1 Director (20 Dec 2012 to 6 Mar 2016)
  • CF28 Systems and controls (7 Sep 2009 to 6 Mar 2016)
  • CF10 Compliance Oversight (7 Sep 2009 to 6 Mar 2016)
  • CF11 Money Laundering Reporting (7 Sep 2009 to 21 May 2014)
• Benjamin Eziwoke Anwuri

  IRN BEA01013

  • SMF4 Chief Risk (25 Jan 2019 to 16 Mar 2023)
  • SMF16 Compliance Oversight (12 May 2017 to 16 Mar 2023)
  • SMF17 Money Laundering Reporting Officer (MLRO) (7 Mar 2016 to 16 Mar 2023)
  • CF11 Money Laundering Reporting (21 May 2014 to 6 Mar 2016)

No changes recorded yet.