Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF9 Chair of the Governing Body (since 26 Mar 2025)
    • SMF14 Senior Independent Director (30 Oct 2024 to 26 Mar 2025)
  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • Director of firm who is not a certification employee or a SMF manager (10 Mar 2021 to 31 Mar 2023)
    • SMF1 Chief Executive (9 Dec 2019 to 23 Nov 2020)
    • SMF3 Executive Director (9 Dec 2019 to 27 Jan 2021)
    • CF1 Director (18 May 2017 to 8 Dec 2019)
    • CF3 Chief Executive (18 May 2017 to 8 Dec 2019)
  • Crown Agents Bank Limited (no longer approved here)

    FRN 204456

    • SMF1 Chief Executive (18 May 2017 to 30 Mar 2021)
  • Saxo Capital Markets UK Ltd (no longer approved here)

    FRN 551422

    • CF1 Director (5 Oct 2011 to 9 Jul 2012)
    • CF3 Chief Executive (5 Oct 2011 to 14 Oct 2011)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.