Date authorised
1 April 2013
Companies House
02334687
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000
  • Complaints Contact

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Aidan OBrien

    IRN AXO32940

    • [FCA CF] Significant management (7 Nov 2016 to 10 Dec 2021)
  • Alan Hyslop

    IRN AXH01434

    • CF28 Systems and controls (1 Nov 2007 to 31 Dec 2012)
    • CF15 Internal Audit (1 Dec 2001 to 31 Oct 2007)
  • Albert Cornelis Maasland

    IRN AXM02654

    • SMF1 Chief Executive (18 May 2017 to 30 Mar 2021)
  • Alexandre Emmanuel Christian Kulis

    IRN AEK01039

    • [FCA CF] Client dealing (since 3 Dec 2024)
    • [FCA CF] Material risk taker (15 Feb 2022 to 3 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (15 Feb 2022 to 21 Jan 2025)
  • Alison Trace

    IRN AXT33447

    • [FCA CF] Material risk taker (20 Sep 2018 to 5 May 2023)
    • [PRA CF] Significant risk taker or Material risk taker (20 Sep 2018 to 5 May 2023)
  • Andrew Day

    IRN AXD00548

    • [PRA CF] Significant risk taker or Material risk taker (24 Feb 2025 to 5 Dec 2025)
    • [FCA CF] Significant management (3 Feb 2022 to 5 Dec 2025)
  • Ann Marie Cairns

    IRN AXC02096

    • SMF13 Chair of the Nominations Committee (since 24 Sep 2023)
    • SMF9 Chair of the Governing Body (since 7 Jun 2023)
  • Anthony Howard Oxford

    IRN AHO01005

    • CF8 Apportionment and Oversight (1 Dec 2001 to 31 Mar 2005)
    • CF1 Director (1 Dec 2001 to 31 Mar 2005)
    • CF3 Chief Executive (1 Dec 2001 to 31 Mar 2005)
  • Arnold Onyekwere Ekpe

    IRN AOE01014

    • Director of firm who is not a certification employee or a SMF manager (9 Dec 2019 to 28 Jul 2023)
  • Bhairav Surendra Trivedi

    IRN BXT81469

    • SMF1 Chief Executive (1 Apr 2021 to 13 Jun 2024)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.