Date authorised
1 April 2013
Companies House
02334687
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000
  • Complaints Contact

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Carol Iris Pattullo

    IRN CIP01012

    • SMF3 Executive Director (7 Mar 2016 to 29 Jul 2016)
    • CF1 Director (16 Sep 2011 to 6 Mar 2016)
    • CF29 Significant management (11 Jul 2011 to 16 Sep 2011)
  • Carole Vera Butler

    IRN CVM01005

    • SMF10 Chair of the Risk Committee (9 May 2017 to 24 Dec 2020)
    • SMF11 Chair of the Audit Committee (9 May 2017 to 24 Dec 2020)
  • Caroline Anne Brown

    IRN CAB01306

    • Director of firm who is not a certification employee or a SMF manager (since 2 Jan 2023)
  • Charles Edwin Mangin

    IRN CEM01083

    • [FCA CF] Client dealing (since 3 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (since 7 Mar 2017)
    • [FCA CF] Material risk taker (7 Mar 2017 to 3 Dec 2024)
  • Christopher Raymond Wilgoss

    IRN CXW01471

    • [FCA CF] Client dealing (9 Dec 2024 to 7 Mar 2025)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 7 Mar 2025)
    • [FCA CF] Material risk taker (7 Mar 2017 to 9 Dec 2024)
  • Christopher William Green

    IRN CXG10657

    • SMF4 Chief Risk (9 Sep 2020 to 29 Nov 2024)
    • SMF16 Compliance Oversight (9 Sep 2020 to 29 Nov 2024)
  • Claire Gates

    IRN CXG00572

    • [FCA CF] Significant management (since 9 Jan 2025)
  • Clare Davies

    IRN CXD01966

    • SMF16 Compliance Oversight (since 4 Mar 2025)
    • SMF4 Chief Risk (since 4 Mar 2025)
  • Colin Christopher Ford

    IRN CCF01035

    • SMF17 Money Laundering Reporting Officer (MLRO) (since 24 Oct 2025)
  • Darren Patrick Gaffney

    IRN DXG00564

    • [FCA CF] Significant management (since 3 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (3 Dec 2024 to 21 Jan 2025)
    • [FCA CF] Material risk taker (20 Aug 2024 to 3 Dec 2024)

Recent activity

Updates to this firm's record on the FCA register.

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