Date authorised
1 April 2013
Companies House
02334687
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000
  • Complaints Contact

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • David Barbour Irwin

    IRN DBI01002

    • CF2 Non Executive Director (1 Dec 2001 to 16 Mar 2010)
  • David John Walker-Smith

    IRN DJW01281

    • CF2 Non Executive Director (3 Oct 2011 to 10 Jul 2012)
  • David Keith Bee

    IRN DKB01034

    • SMF6 Head of Key Business Areas (since 25 Oct 2018)
  • David Marcus Parker

    IRN DXP36911

    • SMF24 Chief Operations (25 Jun 2020 to 2 Dec 2024)
  • David Mountain

    IRN DXM00497

    • [FCA CF] Material risk taker (9 Dec 2019 to 30 Sep 2024)
  • Derek Neil McMenamin

    IRN DNM01054

    • SMF14 Senior Independent Director (14 Dec 2020 to 20 Dec 2022)
    • Director of firm who is not a certification employee or a SMF manager (7 Mar 2016 to 23 Dec 2022)
    • CF2 Non Executive Director (24 Jun 2013 to 6 Mar 2016)
  • Douglas Davidson MacLennan

    IRN DDM01011

    • SMF16 Compliance Oversight (7 Mar 2016 to 28 Feb 2020)
    • SMF2 Chief Finance (7 Mar 2016 to 23 Jan 2017)
    • SMF4 Chief Risk (7 Mar 2016 to 28 Feb 2020)
    • CF28 Systems and controls (6 Jun 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (6 Jun 2013 to 6 Mar 2016)
    • CF1 Director (6 Jun 2013 to 6 Mar 2016)
  • Duarte Pedreira

    IRN DXP32943

    • [PRA CF] Significant risk taker or Material risk taker (since 24 Feb 2025)
    • [FCA CF] Significant management (since 3 Dec 2024)
    • [FCA CF] Material risk taker (7 Mar 2017 to 29 Feb 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 29 Feb 2024)
  • Elizabeth Noel Harwerth

    IRN ENH01007

    • SMF12 Chair of the Remuneration Committee (since 21 Jul 2023)
    • SMF14 Senior Independent Director (since 12 Jun 2023)
  • Francis Ian Sumner

    IRN FIS01003

    • CF2 Non Executive Director (1 Dec 2001 to 25 May 2011)

Recent activity

Updates to this firm's record on the FCA register.

No changes recorded yet.