Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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Crown Agents Bank Limited
FRN 204456
- SMF6 Head of Key Business Areas (since 25 Oct 2018)
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- CF30 Customer (20 Dec 2017 to 14 Mar 2018)
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- CF30 Customer (2 Feb 2015 to 6 Mar 2016)
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- CF30 Customer (2 Feb 2015 to 6 Mar 2016)
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- CF30 Customer (1 Nov 2007 to 16 Dec 2011)
- CF21 Investment Adviser (18 Jan 2007 to 31 Oct 2007)
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- CF21 Investment Adviser (18 Aug 2003 to 23 Apr 2004)
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- CF16 Significant Mgt (Desgntd Investment Business) (18 Jun 2002 to 31 Mar 2003)
- CF21 Investment Adviser (1 Dec 2001 to 31 Mar 2003)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.