Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
-
Griffin Bank Ltd
FRN 970920
- SMF10 Chair of the Risk Committee (since 27 Feb 2023)
-
- SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2020)
- SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
- CF10 Compliance Oversight (6 Jun 2013 to 8 Dec 2019)
- CF28 Systems and controls (6 Jun 2013 to 8 Dec 2019)
- CF1 Director (6 Jun 2013 to 8 Dec 2019)
-
- SMF4 Chief Risk (7 Mar 2016 to 28 Feb 2020)
- SMF16 Compliance Oversight (7 Mar 2016 to 28 Feb 2020)
- SMF2 Chief Finance (7 Mar 2016 to 23 Jan 2017)
- CF1 Director (6 Jun 2013 to 6 Mar 2016)
- CF10 Compliance Oversight (6 Jun 2013 to 6 Mar 2016)
- CF28 Systems and controls (6 Jun 2013 to 6 Mar 2016)
-
- CF13 Finance (1 Dec 2001 to 10 Jan 2006)
-
- CF13 Finance (1 Dec 2001 to 10 Jan 2006)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.