Last updated
6 days ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

    • SMF10 Chair of the Risk Committee (since 27 Feb 2023)
  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • SMF16 Compliance Oversight (9 Dec 2019 to 28 Feb 2020)
    • SMF3 Executive Director (9 Dec 2019 to 28 Feb 2020)
    • CF10 Compliance Oversight (6 Jun 2013 to 8 Dec 2019)
    • CF28 Systems and controls (6 Jun 2013 to 8 Dec 2019)
    • CF1 Director (6 Jun 2013 to 8 Dec 2019)
  • Crown Agents Bank Limited (no longer approved here)

    FRN 204456

    • SMF4 Chief Risk (7 Mar 2016 to 28 Feb 2020)
    • SMF16 Compliance Oversight (7 Mar 2016 to 28 Feb 2020)
    • SMF2 Chief Finance (7 Mar 2016 to 23 Jan 2017)
    • CF1 Director (6 Jun 2013 to 6 Mar 2016)
    • CF10 Compliance Oversight (6 Jun 2013 to 6 Mar 2016)
    • CF28 Systems and controls (6 Jun 2013 to 6 Mar 2016)
  • The Northern Trust Company (no longer approved here)

    FRN 122020

    • CF13 Finance (1 Dec 2001 to 10 Jan 2006)
  • Northern Trust Global Investments Limited (no longer approved here)

    FRN 191916

    • CF13 Finance (1 Dec 2001 to 10 Jan 2006)

Recent activity

Updates to this individual's record on the FCA register.

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