Date authorised
1 April 2013
Companies House
02334687
Last scraped
3 weeks ago
Watch for changes

Addresses

The contact details this firm has registered with the FCA.

  • Principal Place of Business

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000
  • Complaints Contact

    3 London Bridge Street
    London
    SE1 9SG
    UNITED KINGDOM
    Phone
    +4402039033000

What this firm is allowed to do

The regulated activities the FCA has granted this firm permission to carry out.

  • Bank Deposits

    For All, Deposit

  • Authorised to Operate

    Show 1 limitation
    • · The firm can only agree to carry on the regulated activities specified in this Notice.
  • Trades With You Directly

    For Eligible Counterparty, Professional, Retail (Investment), Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rolling spot forex contract, Spread Bet

Approved individuals

Senior staff personally approved by the FCA to hold their roles here.

  • Garry John Hopcroft

    IRN GJH01186

    • CF2 Non Executive Director (29 Sep 2011 to 5 Feb 2013)
  • Genevieve Rose

    IRN GXR01646

    • SMF17 Money Laundering Reporting Officer (MLRO) (5 Nov 2018 to 4 Mar 2020)
  • George Ian Morrison

    IRN GIM01015

    • CF3 Chief Executive (5 Nov 2008 to 16 Sep 2011)
    • CF8 Apportionment and Oversight (5 Nov 2008 to 31 Mar 2009)
    • CF1 Director (31 Mar 2005 to 16 Sep 2011)
  • Graham Ronald Godley

    IRN GXG01155

    • CF3 Chief Executive (15 Apr 2005 to 1 Nov 2008)
    • CF8 Apportionment and Oversight (31 Mar 2005 to 1 Nov 2008)
    • CF11 Money Laundering Reporting (1 Dec 2001 to 11 Jul 2007)
    • CF1 Director (1 Dec 2001 to 1 Nov 2008)
  • Ian Harald Lilleby

    IRN IXL17144

    • SMF24 Chief Operations (17 Oct 2019 to 5 Dec 2019)
  • Ian McIsaac

    IRN IXM32941

    • [FCA CF] Significant management (7 Mar 2017 to 28 Apr 2022)
  • Imogen Timerick

    IRN IXT72202

    • [FCA CF] Client dealing (since 3 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (3 Aug 2023 to 21 Jan 2025)
    • [FCA CF] Material risk taker (3 Aug 2023 to 3 Dec 2024)
  • James Hopkinson

    IRN JXH28682

    • SMF2 Chief Finance (since 10 Jul 2025)
  • Jennifer Johnson-Calari

    IRN JXJ08376

    • SMF10 Chair of the Risk Committee (since 21 Jul 2021)
  • Jeremy Parrish

    IRN JXP01882

    • SMF9 Chair of the Governing Body (9 May 2017 to 21 Jun 2023)

Recent activity

Updates to this firm's record on the FCA register.

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