David John Walker-Smith

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Citizens Advice Elmbridge (West)

    FRN 617782

    • Director of firm who is not a certification employee or a SMF manager (since 18 Aug 2023)
  • Crown Agents Bank Limited (no longer approved here)

    FRN 204456

    • CF2 Non Executive Director (3 Oct 2011 to 10 Jul 2012)
  • Standard Chartered Bank (no longer approved here)

    FRN 114276

    • CF30 Customer (1 Nov 2007 to 21 Apr 2011)
    • CF21 Investment Adviser (25 Jul 2007 to 31 Oct 2007)
  • DBS Bank Limited (no longer approved here)

    FRN 204650

    • CF21 Investment Adviser (7 Nov 2006 to 1 Apr 2007)
    • CF3 Chief Executive (14 Apr 2006 to 1 Apr 2007)
    • CF8 Apportionment and Oversight (14 Apr 2006 to 1 Apr 2007)
    • CF10 Compliance Oversight (14 Apr 2006 to 11 Sep 2006)

Recent activity

Updates to this individual's record on the FCA register.

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