DBS Bank Limited

• Principal Place of Business

  D B S Bank Ltd., London Branch

  London

  City Of London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +4402074896550

  Web

  https://www.dbs.com

• Complaints Contact

  One London Wall

  9th Floor

  London

  EC2Y 5EA

  UNITED KINGDOM

  Phone

  +4402074896550

• Bank Deposits

  For Eligible Counterparty, Professional, Deposit

• Investment Advice (no pensions)

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Authorised to Operate

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  • · The firm can only agree to carry on the regulated activities specified in this Notice.

• Arranges Investments

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Credit Brokering

• Stockbroking

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

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  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Trades With You Directly

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Investment Setup

  For Eligible Counterparty, Professional, Alternative Debenture, Certificates representing certain security, Commodity Future, Commodity option and option on commodity future, Contract for Differences (excluding a spread bet and, a rolling spot forex contract and a binary bet), Debenture, Emissions Allowance, Future (excluding a commodity future and a rolling spot forex contract), Government and public security, Option (excluding a commodity option and an option on a commodity future), Rights to or interests in investments (Contractually Based Investments), Rights to or interests in investments (Security), Rolling spot forex contract, Share, Spread Bet, Structured Deposits, Unit, Warrant

  Show 1 limitation Hide limitations

  • · Investment activity in "rights to or interests in investments (security)" and "rights to or interests in investments (contractually based investment)" is limited to the investment types granted for this activity.

• Adrian Ernest Butterworth

  IRN AEB01033

  • CF11 Money Laundering Reporting (19 Sep 2006 to 21 Jun 2007)
  • CF10 Compliance Oversight (19 Sep 2006 to 21 Jun 2007)
• Alexander Colin Mewburn

  IRN AXM05602

  • [FCA CF] Material risk taker (since 23 Jun 2025)
• Amber Li Yue

  IRN AXY00128

  • [FCA CF] Material risk taker (since 3 Jun 2024)
• Amit Kachawaha

  IRN AXK01547

  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 19 Oct 2025)
• Anna Chin Ee Soh

  IRN ACS01143

  • CF11 Money Laundering Reporting (7 Apr 2004 to 1 Jun 2005)
• Anthony Charles Davies

  IRN ACD01057

  • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 10 May 2024)
• Anthony John Davis

  IRN AJD01188

  • CF11 Money Laundering Reporting (2 May 2002 to 16 May 2003)
• Antoine Berger

  IRN AMB01338

  • CF30 Customer (21 May 2015 to 6 Mar 2016)
• Aran Patrick McAuley

  IRN APM01155

  • CF30 Customer (21 Sep 2015 to 6 Mar 2016)
• Arul Venthan

  IRN AXV30054

  • [FCA CF] Material risk taker (since 22 Apr 2024)

No changes recorded yet.