Amit Kachawaha

Last updated
2 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • UBS AG

    FRN 186958

    • 13. Giving personal recommendations on and dealing with derivatives
    • 12. Giving personal recommendations on and dealing in securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 2. Giving personal recommendations on securities which are not stakeholder pension schemes or personal pension schemes or broker funds
    • 3. Giving personal recommendations on derivatives
    • [FCA CF] Functions requiring qualifications (since 20 Oct 2025)
  • DBS Bank Limited (no longer approved here)

    FRN 204650

    • [FCA CF] Functions requiring qualifications (1 Dec 2021 to 19 Oct 2025)
  • Emirates NBD Bank (P.J.S.C) (no longer approved here)

    FRN 514680

    • [FCA CF] Client dealing (7 Mar 2020 to 31 Dec 2020)
    • [FCA CF] Functions requiring qualifications (7 Mar 2016 to 31 Dec 2020)
    • CF30 Customer (28 Aug 2012 to 6 Mar 2016)
  • Citibank, N.A. (no longer approved here)

    FRN 124704

    • CF30 Customer (1 Nov 2007 to 1 Sep 2008)
    • CF22 Investment Adviser (Trainee) (8 Aug 2006 to 31 Oct 2007)

Recent activity

Updates to this individual's record on the FCA register.

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