Last updated
3 weeks ago
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Where they hold approval

Firms where this individual holds — or has held — an FCA-approved role.

  • Crown Agents Bank Limited (no longer approved here)

    FRN 204456

    • [FCA CF] Client dealing (9 Dec 2024 to 7 Mar 2025)
    • [FCA CF] Material risk taker (7 Mar 2017 to 9 Dec 2024)
    • [PRA CF] Significant risk taker or Material risk taker (7 Mar 2017 to 7 Mar 2025)
  • Crown Agents Investment Management Limited (no longer approved here)

    FRN 119207

    • CF30 Customer (5 Jun 2009 to 3 Feb 2016)

Recent activity

Updates to this individual's record on the FCA register.

No changes recorded yet.