Where they hold approval
Firms where this individual holds — or has held — an FCA-approved role.
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M&G Investment Management Limited
FRN 119328
- [FCA CF] Significant management (since 27 Aug 2025)
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The Prudential Assurance Company Limited
FRN 139793
- [FCA CF] Significant management (since 27 Aug 2025)
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CAF BANK LIMITED
FRN 204451
- Director of firm who is not a certification employee or a SMF manager (since 21 Jul 2025)
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- SMF3 Executive Director (9 Sep 2020 to 4 Apr 2023)
- SMF16 Compliance Oversight (9 Sep 2020 to 4 Apr 2023)
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- SMF4 Chief Risk (9 Sep 2020 to 29 Nov 2024)
- SMF16 Compliance Oversight (9 Sep 2020 to 29 Nov 2024)
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- [FCA CF] Material risk taker (9 Dec 2019 to 28 Feb 2020)
- CF1 Director (4 Feb 2019 to 4 Oct 2019)
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- [FCA CF] Manager of certification employee (5 Jun 2018 to 28 Feb 2020)
- [FCA CF] Material risk taker (7 Mar 2016 to 28 Feb 2020)
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- [PRA CF] Significant risk taker or Material risk taker (7 Mar 2016 to 29 Jul 2019)
- [FCA CF] Material risk taker (7 Mar 2016 to 29 Jul 2019)
Recent activity
Updates to this individual's record on the FCA register.
No changes recorded yet.